Anglo Wealth

Introduction Letter

Anglowealth is one of South Africa’s leading advisory companies, based in Durban. Anglowealth is a unique innovative company that does not exist only to make a profit, but is driven by a commitment to serve the broader interests of communities at large. Anglowealth offers professional Financial Advisory and Services that enables us to assist you with your Personal and Business Financial Planning requirements. Our approved categories to assist you with, Category One Services, Sub Categories 1-14, and 16-20. Our approved Financial advisers will conduct comprehensive Financial analysis with you and recommend appropriate products. We are mandated to act as independent Financial advisers by these companies: Old Mutual, Discovery, Allan Gray, PPS Short Term, Kagiso, SA Bullion, Thakaful Africa ect.


Anglowealth receives less than 30% of all remuneration, from any product supplier, Anglowealth also holds no more than 10% share in any product supplier.


If you have a complaint in respect of the service rendered to you, or if you are uncertain about the extent of the representative’s authority, please direct your queries to us 0315665201 for full details of our complaint handling procedure. Should your complaint not be handled to your satisfaction, you may forward the matter to the Office of the Ombud of Financial Service Providers. Standard procedure at the offices of the Ombud requires you to provide evidence of your attempt to resolve the matter with Anglowealth. Ombud for Financial Services Providers: Name: Mr Naresh Suresh Tulsie Address: PO BOX 74571, Lynwood Ridge, 0040 Email: info@faisombud.co.za Fax: (012) 348 3447 Toll Free: 0860 324 766 Group Compliance Officer Name: Seshini Magan Email: navco@mplanet.co.za


This declaration contains the consents, guarantees and undertakings that you the customer, (for example a product owner, member, duly authorised representative of product owner, life assured or payer) agree to. You agree that the information below will apply to all products (and services) whereby you have entered into an agreement with us. Where the words “us” and “we” are used in this document it refers to Anglowealth and all of its subsidiaries. Definitions as referred to in the Protection of Personal Information Act “Personal Information” included but is not limited to information relating to race, gender, marital status, nationality, age, physical or mental health, disability, language, education, identity number, telephone number, email, postal or street address, biometric information and financial, criminal, or employment history, and as more specifically defined the above Act; and “Process” means any operation or activity, whether automated or not, concerning personal information, including collection, receipt, recording, organization, collation, storage, updating, modification, retrieval, alteration, consultation, use, dissemination by means of transmission, distribution, or making available in any other form, merging, linking, as well as blocking, degradation, erasure or destruction of information. “Processing” will have a similar meaning. We are required by the Financial Advisory and Intermediary Services Act, the Income Tax Act, Tax Administration Act and the Financial Intelligence Centre Act to process some of your information (including personal information). Without your information (which includes any direct family history) we will be unable to start or continue to provide products and services to you. You guarantee that you are giving all information correctly • Where any material information, including your Personal Information, is not fully disclosed or is found to be untrue, we may decide to cancel the product and/or not to pay claims or benefits. • You agree to notify us of any changes in information that may affect your product. Where you provide us with Personal Information of a third party for example a beneficiary nomination, you guarantee that you have the third party’s consent to provide us with their personal information. You authorise us, our representatives and our contracted third party service providers, as well as any appointed financial advisers to process and further process your personal information. • We may be required to collect your personal information from you or other sources in order to service the products and conduct research. • This personal information may also be used for any other product proposal. • Where your personal information (e.g. contact details) that we have on record is incorrect, we will take reasonable steps to obtain the correct details. • To further process information through the Financial Services Exchange (Pty) Ltd, trading as Astute and through such registered databases. We undertake to only process Personal Information as permitted by law. Where we, or third parties on our behalf, process your personal information, we ensure that it remains confidential and secure and will only be kept for as long as required or prescribe. Please Note: • This authorisation and undertaking extends beyond death • It applies on for the purposes above and therefore may partially limit your right

User Registration

Anglowealth is an Authorised Financial Services Provider (FSP Number 46755)